Securities Exchange Act

Results: 28007



#Item
741Private equity / Business Development Company / Venture capital / Security / Financial services / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoTennenbaum Opportunities Fund V, LLC, et al.; Notice of Application October 20, 2014 Agency: Securities and Exchange Commi

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Source URL: edgar.sec.gov

Language: English - Date: 2014-10-21 07:45:03
742U.S. Securities and Exchange Commission / Securities and Exchange Commission Form 10-Q / Securities and Exchange Commission / Security / Finance / Financial regulation / SEC filings / Government / Securities Exchange Act

INITIAL DECISION RELEASE NO. 783 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-30 13:33:34
743Finance / Financial system / Caffeine / Coffee / Short / Securities Act / U.S. Securities and Exchange Commission / United States securities law / Corporate crime / Business

SECURITIES & EXCHANGE COMMISSION EDGAR FILING COFFEE HOLDING CO INC Form: 8-K Date Filed:

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Source URL: filings.irdirect.net

Language: English - Date: 2015-04-02 08:36:11
744United States securities law / NYSE Arca / New York Stock Exchange / Securities Exchange Act / Pacific Exchange / U.S. Securities and Exchange Commission / United States / Financial regulation / NYSE Euronext / Economy of the United States / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-04-14 09:57:29
745OTC Markets Group / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 12, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-11 20:10:29
746Securities and Exchange Commission Form 10-Q / OTC Markets Group / Government / Financial regulation / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 5, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 07:46:41
747United States securities law / Economics / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Form 4 / Security / Securities Exchange Act / U.S. Securities and Exchange Commission / SEC filings / Stock market / Financial economics

SECURITIES & EXCHANGE COMMISSION EDGAR FILING COFFEE HOLDING CO INC Form: 4 Date Filed:

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Source URL: filings.irdirect.net

Language: English - Date: 2015-03-16 17:04:16
748Financial economics / Financial markets / United States Securities and Exchange Commission / Financial system / Business / Consolidated Tape Association / Securities Exchange Act / New York Stock Exchange / Euronext / NYSE Euronext / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMay 5, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch

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Source URL: www.sec.gov

Language: English - Date: 2015-05-05 11:41:18
749United States Securities and Exchange Commission / Government / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities and Exchange Commission / Financial economics / Municipal Securities Rulemaking Board / Security / United States securities law / Financial regulation / 73rd United States Congress

SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DCFiles may also be maintained in the Commission’s Regional

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Source URL: edgar.sec.gov

Language: English - Date: 2011-07-21 17:41:07
750Economy of the United States / Financial regulation / Securities Exchange Act / United States / U.S. Securities and Exchange Commission / NASDAQ / SEC filing / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 23, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-04-23 19:18:38
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